Heffron Colin 4
4 · GFI Group Inc. · Filed Apr 3, 2012
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Heffron Colin
DirectorPresident
Transactions
- Tax Payment
Common Stock
2012-03-31$3.76/sh−55,173$207,450→ 601,744 total - Tax Payment
Common Stock
2012-03-31$3.76/sh−79,420$298,619→ 694,712 total - Tax Payment
Common Stock
2012-03-31$3.76/sh−41,979$157,841→ 537,159 total - Exercise/Conversion
Common Stock
2012-03-31+119,758→ 656,917 total - Exercise/Conversion
Common Stock
2012-03-31+172,388→ 774,132 total - Award
Restricted Stock Units
2012-03-31+581,538→ 581,538 total→ Common Stock (581,538 underlying) - Exercise/Conversion
Common Stock
2012-03-31+91,118→ 579,138 total - Exercise/Conversion
Restricted Stock Units
2012-03-31−91,118→ 0 total→ Common Stock (91,118 underlying) - Exercise/Conversion
Restricted Stock Units
2012-03-31−172,388→ 350,000 total→ Common Stock (172,388 underlying) - Exercise/Conversion
Restricted Stock Units
2012-03-31−119,758→ 123,388 total→ Common Stock (119,758 underlying)
Holdings
- 42,108
Options to purchase Common Stock
Exercise: $2.97Exp: 2014-02-01→ Common Stock (42,108 underlying) - 80,000
Restricted Stock Units
→ Common Stock (80,000 underlying) - 52,632
Options to purchase Common Stock
Exercise: $5.25Exp: 2014-02-01→ Common Stock (52,632 underlying)
Footnotes (8)
- [F1]Options are currently exercisable.
- [F2]Options are currently exercisable.
- [F3]Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
- [F4]The restricted stock units shall be subject to vesting in five annual installments on each of the anniversaries of date of grant, which was April 30, 2007.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2009.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
- [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F8]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.