Home/Filings/4/0001179110-12-006253
4//SEC Filing

Heffron Colin 4

Accession 0001179110-12-006253

CIK 0001292426other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 4:39 PM ET

Size

24.3 KB

Accession

0001179110-12-006253

Insider Transaction Report

Form 4
Period: 2012-03-31
Heffron Colin
DirectorPresident
Transactions
  • Tax Payment

    Common Stock

    2012-03-31$3.76/sh55,173$207,450601,744 total
  • Tax Payment

    Common Stock

    2012-03-31$3.76/sh79,420$298,619694,712 total
  • Tax Payment

    Common Stock

    2012-03-31$3.76/sh41,979$157,841537,159 total
  • Exercise/Conversion

    Common Stock

    2012-03-31+119,758656,917 total
  • Exercise/Conversion

    Common Stock

    2012-03-31+172,388774,132 total
  • Award

    Restricted Stock Units

    2012-03-31+581,538581,538 total
    Common Stock (581,538 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-31+91,118579,138 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-3191,1180 total
    Common Stock (91,118 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-31172,388350,000 total
    Common Stock (172,388 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-31119,758123,388 total
    Common Stock (119,758 underlying)
Holdings
  • Options to purchase Common Stock

    Exercise: $2.97Exp: 2014-02-01Common Stock (42,108 underlying)
    42,108
  • Restricted Stock Units

    Common Stock (80,000 underlying)
    80,000
  • Options to purchase Common Stock

    Exercise: $5.25Exp: 2014-02-01Common Stock (52,632 underlying)
    52,632
Footnotes (8)
  • [F1]Options are currently exercisable.
  • [F2]Options are currently exercisable.
  • [F3]Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
  • [F4]The restricted stock units shall be subject to vesting in five annual installments on each of the anniversaries of date of grant, which was April 30, 2007.
  • [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2009.
  • [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
  • [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
  • [F8]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.

Issuer

GFI Group Inc.

CIK 0001292426

Entity typeother

Related Parties

1
  • filerCIK 0001314402

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:39 PM ET
Size
24.3 KB