ACTIVECARE, INC.|5Apr 23, 3:41 PM ET

DALTON JAMES 5

5 · ACTIVECARE, INC. · Filed Apr 23, 2012

Insider Transaction Report

Form 5

Period: 2011-09-30

ACTIVECARE, INC.ACAR

DALTON JAMES

DirectorPresident

Transactions

Exercise of In-Money
Warrant
2011-04-07−700,000→ 7,522,000 total
Exercise: $0.25From: 2009-05-12Exp: 2014-05-11→ Common Stock (700,000 underlying)
Award
Warrants
2011-06-22+3,000,000→ 3,000,000 total
Exercise: $0.50From: 2011-06-22Exp: 2016-06-21→ Common Stock (3,000,000 underlying)
Sale
Common Stock
2011-02-07$0.25/sh−200,000$50,000→ 1,809,417 total
Gift
Common Stock
2011-04-19−225,000→ 1,554,417 total
Sale
Common Stock
2011-05-18$0.25/sh−540,000$135,000→ 1,554,417 total
Sale
Common Stock
2011-06-07$0.25/sh−100,000$25,000→ 854,417 total
Exercise of In-Money
Common Stock
2011-03-07$0.25/sh+600,000$150,000→ 2,409,417 total
Sale
Common Stock
2011-04-07$0.25/sh−700,000$175,000→ 1,779,417 total
Sale
Common Stock
2011-06-07$0.25/sh−500,000$125,000→ 1,054,417 total
Award
Common Stock
2011-06-22$0.46/sh+4,000,000$1,840,000→ 4,854,417 total
Sale
Common Stock
2011-08-03$0.25/sh−1,000,000$250,000→ 3,854,417 total
Exercise of In-Money
Warrants
2011-05-18−540,000→ 6,982,000 total
Exercise: $0.25From: 2009-05-12Exp: 2014-05-11→ Common Stock (540,000 underlying)
Award
Warrants
2011-10-04−750,000→ 2,250,000 total
Exercise: $0.50From: 2011-06-22Exp: 2016-06-21→ Common Stock (750,000 underlying)
Sale
Common Stock
2011-03-07$0.25/sh−600,000$150,000→ 1,809,417 total
Exercise of In-Money
Common Stock
2011-04-07$0.25/sh+700,000$175,000→ 2,479,417 total
Exercise of In-Money
Common Stock
2011-05-18$0.25/sh+540,000$135,000→ 2,094,417 total
Sale
Common Stock
2011-06-07$0.25/sh−100,000$25,000→ 954,417 total
Sale
Warrants
2011-09-30$0.25/sh−300,000$75,000→ 4,002,000 total
Exercise: $0.25From: 2009-05-12Exp: 2014-05-11→ Common Stock (300,000 underlying)
Gift
Common Stock
2011-02-04−200,000→ 2,009,417 total
Sale
Common Stock
2011-03-09$0.25/sh−30,000$7,500→ 1,779,417 total
Sale
Warrant
2011-09-01$0.25/sh−2,680,000$670,000→ 4,302,000 total
Exercise: $0.25From: 2009-05-12Exp: 2014-05-11→ Common Stock (2,680,000 underlying)
Exercise of In-Money
Warrant
2011-03-07−600,000→ 8,222,000 total
Exercise: $0.25From: 2009-05-12Exp: 2014-05-11→ Common Stock (600,000 underlying)
Award
Options
2011-10-04+3,600,000→ 3,600,000 total
Exercise: $0.40From: 2011-10-04Exp: 2016-10-03→ Common Stock (3,600,000 underlying)

Footnotes (6)

[F1]Private sale transaction negotiated by the Reporting Person.
[F2]On March 7, 2011, the Reporting Person exercised warrants to purchase 600,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
[F3]On April 7, 2011, the Reporting Person exercised warrants to purchase 700,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
[F4]On May 17, 2011, the Reporting Person exercised warrants to purchase 540,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
[F5]Fair market value on the date of acquisition.
[F6]On October 4, 2011, the Reporting Person gifted warrants to purchase an aggregate of 750,000 to five directors or officers of ActiveCare, Inc.

Documents

1 file

5
edgar.xmlPrimary
FORM 5 -