4//SEC Filing
BAYLESS JON W 4
Accession 0001179110-12-007153
CIK 0001353283other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 6:17 PM ET
Size
23.6 KB
Accession
0001179110-12-007153
Insider Transaction Report
Form 4
SPLUNK INCSPLK
JAGGERS JOHN V
10% Owner
Transactions
- Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying) - Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying)
DOW STEPHEN M
10% Owner
Transactions
- Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying) - Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying)
KIMZEY JACKIE R
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying) - Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying)
SCHUELE ALAN R
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying) - Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying)
DOMENIK STEPHEN L
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying) - Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying) - Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote)
BAYLESS JON W
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying) - Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying)
PHIPPS CHARLES H
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2012-04-24+2,232,478→ 0 total(indirect: See Footnote)→ Common Stock (2,232,478 underlying) - Conversion
Common Stock
2012-04-24+16,431,632→ 16,431,632 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2012-04-24+10,000,000→ 0 total(indirect: See Footnote)→ Common Stock (10,000,000 underlying) - Conversion
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total(indirect: See Footnote)→ Common Stock (3,981,286 underlying)
Footnotes (5)
- [F1]Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
- [F2]Total common shares of 16,431,632,represents 16,070,097 of such shares held by Sevin Rosen Fund VIII L.P. ("SRFVIII"), 327,961 of such shares held by Sevin Rosen VIII Affiliates Fund L.P. ("SRVIII AFF") and 33,574 of such shares held by Sevin Rosen Bayless Management Company ("SRBMC"). John V. Jaggers ("Jaggers"), Jon W. Bayless ("Bayless"), Stephen M. Dow ("Dow"), Stephen L. Domenik ("Domenik"), Jackie R. Kimzey ("Kimzey"), Charles H. Phipps ("Phipps") and Alan R. Schuele ("Schuele") are general partners of the general partner of SRFVIII and SRVIII AFF. Messers Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele disclaim beneficial ownership of these shares except to the extent of his porportionate interest in these shares. As directors of SRBMC they are deemed to have shared voting and dispositive power of these shares and disclaim benefical ownership with no pecuniary interest.
- [F3]Total Series A Preferred shares of 10,000,000, represents 9,772,560 of such preferred shares held by SRFVIII, 199,440 of such preferred shares held by SRVIII AFF, and 28,000 of such preferred shares held by SRBMC. Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele are general partners of the general partner of SRFVIII and SRVIII AFF, and dislaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares. Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele are directors of SRBMC and are deemed to have shared voting and dispositive power of these shares and disclaim beneficial ownership with no pecuniary interest in these shares.
- [F4]Total Series B Preferred shares of 3,981,286, represents 3,896,198 of such preferred shares held by SRFVIII, 79,514 of such preferred shares held by SRVIII AFF, and 5,574 of such preferred shares held by SRBMC. Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele are general partners of the general partner of SRFVIII and SRVIII AFF, and dislaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares. Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele are directors of SRBMC and are deemed to have shared voting and dispositive power of these shares and disclaim beneficial ownership with no pecuniary interest in these shares.
- [F5]Total Series C Preferred shares of 2,232,478, represents 2,187,828 of such preferred shares held by SRFVIII and 44,650 of such preferred shares held by SRVIII AFF. Jaggers, Bayless, Dow, Domenik, Kimzey, Phipps and Schuele are general partners of the general partner of SRFVIII and SRVIII AFF, and dislaim beneficial ownership of these shares except to the extent of his proportionate interest in these shares. X E Signature Data Signature of Reporting Person * Date * Remarks (2000 chars max): chars left
Documents
Issuer
SPLUNK INC
CIK 0001353283
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001026496
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 6:17 PM ET
- Size
- 23.6 KB