Knowlton Warren D 4
4 · AMERIPRISE FINANCIAL INC · Filed Apr 27, 2012
Insider Transaction Report
Form 4
Knowlton Warren D
Director
Transactions
- Award
Phantom Stock (Annual)
2012-04-25+2,159.543→ 15,388.836 total→ Common Stock (2,159.543 underlying)
Footnotes (2)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.