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5//SEC Filing

Carter James George 5

Accession 0001179110-12-007461

CIK 0001429896other
View on SEC.govCompany Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 6:02 PM ET

Size

9.2 KB

Accession

0001179110-12-007461

Insider Transaction Report

Form 5
Period: 2011-09-30
ACTIVECARE, INC.ACAR
Carter James George
Director
Transactions
  • Award

    Common Stock

    2011-06-22$0.50/sh+45,000$22,500→ 228,568 total
  • Gift

    Warrants

    2011-10-04+150,000→ 150,000 total
    Exercise: $0.50From: 2011-06-22Exp: 2016-06-21→ Common Stock (150,000 underlying)
Holdings

  • Common Stock

    (indirect: Note 3.)
    257

  • Options

    Exercise: $1.25From: 2009-06-23Exp: 2014-06-22→ Common Stock (77,000 underlying)
    77,000
Footnotes (3)
  • [F1]On June 22, 2011, the Board of Directors of ActiveCare, Inc., granted 45,000 shares to the Reporting Person in lieu of payment of Board of Director Fees, at a value of $0.50 per share. The shares vested at the time of the grant.
  • [F2]On October 4, 2011, James Dalton gifted to the Reporting Person Warrants to purchase up to 150,000 shares of ActiveCare, Inc., common stock.
  • [F3]Shares owned of record by Mr. Carter's spouse. Mr. Carter disclaims beneficial ownership of these shares.

Documents

1 file

Issuer

ACTIVECARE, INC.

CIK 0001429896

→
Entity typeother

Related Parties

1
  • filerCIK 0001455761

Filing Metadata

Form type
5
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 6:02 PM ET
Size
9.2 KB
View on SEC.gov