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4//SEC Filing

MILLER MELVIN E 4

Accession 0001179110-12-007548

CIK 0000920112other
View on SEC.govCompany Profile

Filed

May 1, 8:00 PM ET

Accepted

May 2, 4:25 PM ET

Size

18.4 KB

Accession

0001179110-12-007548

Insider Transaction Report

Form 4
Period: 2012-05-01
HEARTLAND FINANCIAL USA INCHTLF
MILLER MELVIN E
Chief Investment Officer
Transactions
  • Gift

    Common Stock

    2012-05-01−636→ 0 total
  • Sale

    Common Stock

    2012-05-01$19.30/sh−3,308$63,844→ 25,768 total
  • Exercise/Conversion

    Common Stock

    2012-05-01$11.84/sh+4,500$53,280→ 0 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy

    2012-05-01−4,500→ 0 total
    Exercise: $11.84Exp: 2013-01-21→ Common Stock (0 underlying)
Holdings

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $21.00Exp: 2015-02-10→ Common Stock (5,000 underlying)
    5,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
    1,500

  • Common Stock

    (indirect: Retirement Fund)
    7,680

  • Common Stock

    (indirect: HRT Retirement Plan)
    3,899

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
    3,000

  • Common Stock

    (indirect: By IRA)
    6,230

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
    1,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $18.60Exp: 2018-01-24→ Common Stock (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Shares held jointly with reporting person's spouse.
  • [F2]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F4]Includes 10,338 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
  • [F5]Includes 2,738 shares of Performance Based Restricted Stock.
  • [F6]Multiple line entry....see last entry for total.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001291362

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 4:25 PM ET
Size
18.4 KB
View on SEC.gov