4//SEC Filing
CHEZ RONALD L 4
Accession 0001179110-12-008574
CIK 0000826683other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 5:26 PM ET
Size
11.3 KB
Accession
0001179110-12-008574
Insider Transaction Report
Form 4
CHEZ RONALD L
Director10% Owner
Transactions
- OtherSwap
Common Stock
2012-05-15$0.63/sh−1,055,629$665,046→ 42,857 total - OtherSwap
Warrants to Purchase Common Stock
2012-05-15+630,697→ 630,697 totalExercise: $0.63From: 2012-05-15Exp: 2017-05-15→ Common Stock (630,697 underlying) - OtherSwap
Warrants to Purchase Common Stock
2012-05-15−48,906→ 0 totalExercise: $1.03From: 2012-05-15Exp: 2017-05-15→ CommonStock (48,906 underlying) - Other
Series E Preferred Stock
2012-05-15$0.63/sh+1,261,393$794,678→ 2,707,609 totalExercise: $0.63From: 2012-05-15→ Common Stock (723,483 underlying)
Footnotes (2)
- [F1]Swap of Common Stock and warrants to purchse Common Stock originally issued in exchange for Secured Promisory Notes for Series E Preferred Stock and warrants to purchase Common Stock.
- [F2]Series E Preferred Stock is convertable into Common Stock at any time with no expiration date.
Documents
Issuer
Merriman Holdings, Inc
CIK 0000826683
Entity typeother
Related Parties
1- filerCIK 0000942801
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 5:26 PM ET
- Size
- 11.3 KB