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Merriman Holdings, Inc·4

May 17, 5:46 PM ET

Merriman Holdings, Inc 4

4 · Merriman Holdings, Inc · Filed May 17, 2012

Insider Transaction Report

Form 4
Period: 2012-05-15
Merriman Holdings, IncMERR
SCHMAL DENNIS
Director
Transactions
  • OtherSwap

    Common Stock

    2012-05-15$0.63/sh−135,629$85,446→ 7,402 total
  • OtherSwap

    Series E Preferred Stock

    2012-05-15+160,774→ 160,774 total
    Exercise: $0.63From: 2012-05-15→ Common Stock (160,774 underlying)
  • OtherSwap

    Warrants to Purchase Common Stock

    2012-05-15−10,750→ 0 total
    Exercise: $1.03From: 2011-11-16Exp: 2014-11-16→ Common Stock (10,750 underlying)
  • OtherSwap

    Warrants to Purchase Common Stock

    2012-05-15+80,387→ 80,387 total
    Exercise: $0.63From: 2012-05-15Exp: 2017-05-15→ Common Stock (80,387 underlying)
Footnotes (2)
  • [F1]Swap of Common Stock and warrants to purchse Common Stock originally issued in exchange for Secured Promisory Notes for Series E Preferred Stock and warrants to purchase Common Stock.
  • [F2]Series E Preferred Stock is convertable into Common Stock at any time with no expiration date.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -