Home/Filings/4/0001179110-12-008691
4//SEC Filing

Hastings John L. III 4

Accession 0001179110-12-008691

CIK 0001045942other

Filed

May 17, 8:00 PM ET

Accepted

May 18, 5:24 PM ET

Size

7.3 KB

Accession

0001179110-12-008691

Insider Transaction Report

Form 4
Period: 2012-05-16
Transactions
  • Other

    Warrants

    2012-05-1618,000,00018,000,000 total
    Exercise: $0.08Exp: 2014-09-29Common Stock (18,000,000 underlying)
  • Other

    Common Stock

    2012-05-16+12,000,00012,000,299 total
Footnotes (2)
  • [F1]On May 16, 2012, Mr. Hastings agreed to cancel unvested warrants to purchase an aggregate of 18,000,000 shares of the Issuer's common stock in exchange for the grant to Mr. Hastings of 12,000,000 restricted shares of the Issuer's common stock. These warrants comprise a portion of the warrants to purchase up to 36,000,000 shares of the Issuer's common stock originally granted to Mr. Hastings by the Issuer on October 7, 2011.
  • [F2]The Warrants have a three-year vesting term and vest as follows: 12,000,000 vest on September 30, 2011; 12,000,000 vest on September 30, 2012; and 12,000,000 vest on September 30, 2013.

Issuer

SecureAlert, Inc.

CIK 0001045942

Entity typeother

Related Parties

1
  • filerCIK 0001438668

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:24 PM ET
Size
7.3 KB