O'Dwyer Donal 4
4 · Sunshine Heart, Inc. · Filed Aug 20, 2012
Insider Transaction Report
Form 4
O'Dwyer Donal
Director
Transactions
- Purchase
Common Stock
2012-08-16$8.05/sh+2,300$18,505→ 41,091 total(indirect: Pension Fund) - Purchase
Common Stock
2012-08-17$7.56/sh+11,375$85,979→ 52,466 total(indirect: Pension Fund)
Holdings
- 686
Common Stock
- 10,370(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Reflects the weighted average price of 2,300 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 16, 2012 with sales prices ranging from $7.7674 to $8.1873 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- [F2]The reporting person and his spouse jointly have the power to make investment and voting decisions.
- [F3]Reflects the weighted average price of 11,375 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 17, 2012 with sales prices ranging from $7.3084 to $7.9349 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- [F4]Dundrum Investments P/I is the trustee and the reporting person's spouse has the authority to change the trustee.