4/A//SEC Filing
O'Dwyer Donal 4/A
Accession 0001179110-12-013275
CIK 0001506492other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 5:15 PM ET
Size
9.0 KB
Accession
0001179110-12-013275
Insider Transaction Report
Form 4/AAmended
O'Dwyer Donal
Director
Transactions
- Purchase
Common Stock
2012-08-16$8.05/sh+2,300$18,505→ 41,091 total(indirect: Pension Fund) - Purchase
Common Stock
2012-08-17$7.56/sh+11,375$85,979→ 52,466 total(indirect: Pension Fund)
Holdings
- 10,370(indirect: By Trust)
Common Stock
- 686
Common Stock
Footnotes (4)
- [F1]Reflects the weighted average price of 2,300 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 16, 2012 with prices ranging from $7.7674 to $8.1873 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
- [F2]The reporting person and his spouse jointly have the power to make investment and voting decisions.
- [F3]Reflects the weighted average price of 11,375 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 17, 2012 with sales prices ranging from $7.3084 to $7.9349 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
- [F4]Dundrum Investments P/I is the trustee and the reporting person's spouse has the authority to change the trustee.
Documents
Issuer
Sunshine Heart, Inc.
CIK 0001506492
Entity typeother
Related Parties
1- filerCIK 0001540205
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 5:15 PM ET
- Size
- 9.0 KB