4//SEC Filing
Burton Thomas B 4
Accession 0001179110-12-014697
CIK 0001235468other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:04 PM ET
Size
14.2 KB
Accession
0001179110-12-014697
Insider Transaction Report
Form 4
Burton Thomas B
Pres, COO, Gov't Liquid LLC
Transactions
- Sale
Common Stock
2012-09-27$49.42/sh−2,495$123,303→ 3,901 total
Holdings
- 5,334
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (5,334 underlying) - 11,801
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (11,801 underlying) - 12,556
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (12,556 underlying) - 13,108
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,108 underlying) - 44,003
Employee Stock Option
Exercise: $7.48Exp: 2018-10-01→ Common Stock (44,003 underlying) - 17,999
Employee Stock Option
Exercise: $10.93Exp: 2017-10-01→ Common Stock (17,999 underlying) - 4,250
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (4,250 underlying)
Footnotes (7)
- [F1]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F2]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F3]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F4]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F5]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F6]Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
- [F7]These options became fully vested on October 1, 2011.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeother
Related Parties
1- filerCIK 0001352735
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 6:04 PM ET
- Size
- 14.2 KB