Home/Filings/4/0001179110-12-016336
4//SEC Filing

Burton Thomas B 4

Accession 0001179110-12-016336

CIK 0001235468other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 6:39 PM ET

Size

23.8 KB

Accession

0001179110-12-016336

Insider Transaction Report

Form 4
Period: 2012-11-16
Burton Thomas B
Pres, COO, Gov't Liquid LLC
Transactions
  • Award

    Employee Stock Option

    2012-11-16+5,0905,090 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (5,090 underlying)
  • Award

    Employee Stock Option

    2012-11-16+5,0895,089 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (5,089 underlying)
  • Award

    Employee Stock Grant

    2012-11-16+2,8722,872 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (2,872 underlying)
  • Award

    Employee Stock Grant

    2012-11-16+2,8722,872 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (2,872 underlying)
  • Award

    Employee Stock Grant

    2012-11-16+10,00010,000 total
    Exercise: $38.09Exp: 2022-10-01Common Stock (10,000 underlying)
Holdings
  • Employee Stock Option

    Exercise: $7.48Exp: 2018-10-01Common Stock (44,003 underlying)
    44,003
  • Employee Stock Option

    Exercise: $10.93Exp: 2017-10-01Common Stock (17,999 underlying)
    17,999
  • Employee Stock Grant

    Exercise: $31.11Exp: 2021-10-01Common Stock (5,334 underlying)
    5,334
  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01Common Stock (13,108 underlying)
    13,108
  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01Common Stock (4,249 underlying)
    4,249
  • Employee Stock Option

    Exercise: $31.11Exp: 2021-10-01Common Stock (11,801 underlying)
    11,801
  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01Common Stock (12,556 underlying)
    12,556
Footnotes (12)
  • [F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F10]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F11]Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
  • [F12]These options became fully vested on October 1, 2011.
  • [F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F3]Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F5]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F6]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F7]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F8]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F9]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

Entity typeother

Related Parties

1
  • filerCIK 0001352735

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 6:39 PM ET
Size
23.8 KB