AOKI DONALD J 4
4 · KEYNOTE SYSTEMS INC · Filed Dec 5, 2012
Insider Transaction Report
Form 4
AOKI DONALD J
SVP, Professional Services
Transactions
- Sale
Common Stock
2012-12-05$13.40/sh−602$8,067→ 7,505 total - Exercise/Conversion
Common Stock
2012-12-05$10.73/sh+9,787$105,015→ 17,292 total - Sale
Common Stock
2012-12-05$13.40/sh−9,787$131,146→ 7,505 total - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2012-12-05−9,787→ 15,000 totalExercise: $10.73From: 2004-07-18Exp: 2013-07-18→ Common Stock (40,000 underlying) - Sale
Common Stock
2012-12-03$13.78/sh−330$4,547→ 8,107 total
Holdings
- 25,000
Employee Stock Option (Right to Purchase)
Exercise: $10.31From: 2007-07-01Exp: 2016-07-01→ Common Stock (25,000 underlying) - 9,750
Restricted Stock Units
Exercise: $0.00From: 2015-07-01→ Common Stock (9,750 underlying) - 30,000
Employee Stock Option (Right to Purchase)
Exercise: $11.98From: 2006-07-01Exp: 2015-07-01→ Common Stock (30,000 underlying) - 5,163(indirect: By Trust)
Common Stock
- 25,000
Employee Stock Option (Right to Purchase)
Exercise: $12.76From: 2005-11-16Exp: 2014-11-16→ Common Stock (25,000 underlying) - 20,000
Employee Stock Option (Right to Purchase)
Exercise: $12.65From: 2009-07-07Exp: 2018-07-06→ Common Stock (20,000 underlying) - 4,842(indirect: By Trust)
Common Stock
- 25,000
Employee Stock Option (Right to Purchase)
Exercise: $13.01From: 2005-07-16Exp: 2014-07-16→ Common Stock (25,000 underlying)
Footnotes (7)
- [F1]Represents 5,163 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- [F2]Represents 4,842 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- [F3]Option is fully vested as of the filing of this Form 4.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F5]The Restricted Stock Units will vest four years from the date of grant.
- [F6]Shares were purchased through a qualified ESPP.
- [F7]Options were exercised in the amount of 9,787 shares at an exercise price of $10.73 on 12-05-2012.