AOKI DONALD J 4

Accession 0001179110-12-017944

CIK 0001032761other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 9:06 PM ET

Size

28.6 KB

Accession

0001179110-12-017944

Form 4

Period: 2012-12-12

SVP, Professional Services

Transactions

Sale
Common Stock
2012-12-12$13.50/sh−4,363$58,901→ 7,299 total
Sale
Common Stock
2012-12-14$13.56/sh−3,337$45,250→ 3,810 total
Exercise/Conversion
Common Stock
2012-12-12$10.73/sh+5,122$54,959→ 12,421 total
Sale
Common Stock
2012-12-12$13.50/sh−5,122$69,147→ 7,299 total
Gift
Common Stock
2012-12-12−152→ 7,147 total
Exercise/Conversion
Common Stock
2012-12-13$10.73/sh+2,378$25,516→ 9,525 total
Other
Common Stock
2012-12-14+3,004→ 8,167 total(indirect: By Trust)
Sale
Common Stock
2012-12-14$13.54/sh−4,200$56,868→ 1,642 total(indirect: By Trust)
Gift
Common Stock
2012-12-12+1,000→ 5,842 total(indirect: By Trust)
Sale
Common Stock
2012-12-13$13.50/sh−2,378$32,103→ 7,147 total
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2012-12-12−7,500→ 7,500 total
Exercise: $10.73From: 2004-07-18Exp: 2013-07-18→ Common Stock (40,000 underlying)

Holdings

Employee Stock Option (Right to Purchase)
Exercise: $13.01From: 2005-07-16Exp: 2014-07-16→ Common Stock (25,000 underlying)
25,000
Employee Stock Option (Right to Purchase)
Exercise: $10.31From: 2007-07-01Exp: 2016-07-01→ Common Stock (25,000 underlying)
25,000
Employee Stock Option (Right to Purchase)
Exercise: $12.65From: 2009-07-07Exp: 2018-07-06→ Common Stock (20,000 underlying)
20,000
Employee Stock Option (Right to Purchase)
Exercise: $11.98From: 2006-07-01Exp: 2015-07-01→ Common Stock (30,000 underlying)
30,000
Employee Stock Option (Right to Purchase)
Exercise: $12.76From: 2005-11-16Exp: 2014-11-16→ Common Stock (25,000 underlying)
25,000
Restricted Stock Units
Exercise: $0.00From: 2015-07-01→ Common Stock (9,750 underlying)
9,750

Footnotes (9)

[F1]Represents 8,167 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
[F2]Represents 1,642 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
[F3]Option is fully vested as of the filing of this Form 4.
[F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
[F5]The Restricted Stock Units will vest four years from the date of grant.
[F6]The Reporting Person donated 152 shares to two non-profit charities on 12-12-2012 and 12-13-2012.
[F7]Options were exercised in the amount of 5,122 shares on 12-12-2012 and 2,378 shares on 12-13-2012 at an exercise price of $10.73 per share.
[F8]The Reporting Person transferred 500 shares each to his two children's trust accounts for a net transfer of 1,000 shares on 12-12-2012.
[F9]The Reporting Person transferred a net 3,004 shares to the Aoki Family Trust on or about 12-14-2012.

Documents

1 file

KEYNOTE SYSTEMS INC

CIK 0001032761

Entity typeother