4//SEC Filing
Baldwin Thomas J 4
Accession 0001179110-13-000977
CIK 0001532543other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 3:12 PM ET
Size
7.7 KB
Accession
0001179110-13-000977
Insider Transaction Report
Form 4
Baldwin Thomas J
DirectorChairman and CEO
Transactions
- Award
Common Stock, par value $0.0001 per share
2012-02-29$10.00/sh+10,000$100,000→ 10,000 total - Award
Warrants to Purchase Common Stock
2012-02-29+10,000→ 10,000 totalExercise: $12.00→ Common Stock, par value $0.0001 per share (10,000 underlying)
Footnotes (2)
- [F1]Represents the purchase price of $10.00 per unit, each unit consisting of one share of common stock and one warrant exercisable to purchase one share of common stock in a private placement that closed simultaneously with the consummation of the Issuer's initial public offering.
- [F2]The warrants comprising the private placement units are identical to the warrants included in the units that were sold by the Issuer in its initial public offering, except for those differences set forth in the Issuer's registration statement on Form S-1 (File No. 333-177340). The warrants comprising the private placement units (including the shares of common stock issuable upon exercise of such warrants) generally are not transferable, assignable or salable until 30 days after the completion of the Issuer's initial business combination and they will be non-redeemable so long as they are held by ROIC Acquisition Holdings LP, the Issuer's Chairman or their permitted transferees and will expire worthless if the Issuer does not complete an initial business combination within 21 months from the closing of the Issuer's initial public offering.
Documents
Issuer
ROI Acquisition Corp.
CIK 0001532543
Entity typeother
Related Parties
1- filerCIK 0001305184
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 3:12 PM ET
- Size
- 7.7 KB