Knowlton Warren D 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 7, 2013
Insider Transaction Report
Form 4
Knowlton Warren D
Director
Transactions
- Award
Phantom Stock (Retainer Deferral)
2013-02-05+197.713→ 4,918.061 total→ Common Stock (197.713 underlying)
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
- [F3]This filing corrects the number of Deferred Stock Units previously reported on Form 4 filed with the SEC on November 2, 2012 which over stated the number of Deferred Stock Units by 1.023 units.