4//SEC Filing
COLEMAN STEVEN F 4
Accession 0001179110-13-002535
CIK 0001496623other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:18 PM ET
Size
11.0 KB
Accession
0001179110-13-002535
Insider Transaction Report
Form 4
COLEMAN STEVEN F
General Counsel
Transactions
- Exercise/Conversion
Common Stock (2,915)
2013-02-09+5,085→ 8,000 total - Exercise/Conversion
Restricted Stock (20,339)
2013-02-09−5,085→ 15,254 total - Tax Payment
Common Stock (8,000)
2013-02-09$11.00/sh−1,660$18,260→ 6,340 total
Holdings
- 241,508
Employee Stock Option (right to buy) (241,508)
→ Common Stock (241,508 underlying) - 78,125
Restricted Stock (78,125)
Footnotes (4)
- [F1]Includes shares acquired pursuant to the NetSpend Holdings, Inc. 2012 Employee Stock Purchase Plan. The shares may not be sold or otherwise disposed of for six months following their date of purchase.
- [F2]Shares of restricted stock were granted on February 9, 2012 (20,339). The shares shown may not be sold or otherwise transferred until they vest. The shares will vest 25% per year on the four subsequent anniversaries of their date of grant if the holder remains in the employ of the Company through the applicable vesting date. The vesting of the shares is subject to acceleration in the event of the death or disabilit of the holder and any change in control of the Company.
- [F3]Shares of restricted stock were granted on October 29, 2012 (78,125). The shares shown may not be sold or otherwise transferred until they vest. The vesting of the shares is conditioned upon the Company's 2015 adjusted net income equalling or exceeding certain specified targets and the holder remaining in the employ of the Company through the applicable vesting date. The vesting of the shares is subject to acceleration in the event of any change in control of the Company.
- [F4]Options were granted on June 20, 2011 (200,000 shares at $8.63 per share) and February 9, 2012 (41,508 shares at $8.75 per share). The options have a term of ten years from their date of grant. 25% of each option vests on the four succeeding anniversaries of its date of grant if the holder remains in the employ of the Company through the applicable vesting date. The vesting of the option is subject to acceleration in the event of a change in control of the Company.
Documents
Issuer
NetSpend Holdings, Inc.
CIK 0001496623
Entity typeother
Related Parties
1- filerCIK 0001228917
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 6:18 PM ET
- Size
- 11.0 KB