4//SEC Filing
Menogan Annita M 4
Accession 0001179110-13-003492
CIK 0001171759other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 8:04 PM ET
Size
15.0 KB
Accession
0001179110-13-003492
Insider Transaction Report
Form 4
Menogan Annita M
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2013-02-22$34.71/sh+500$17,355→ 17,360 total - Exercise/Conversion
Common Stock
2013-02-22$35.46/sh+500$17,730→ 17,860 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-22−500→ 4,559 totalExercise: $34.71Exp: 2021-06-24→ Common Stock (500 underlying) - Tax Payment
Common Stock
2013-02-21$41.82/sh−94$3,931→ 16,860 total - Sale
Common Stock
2013-02-22$42.73/sh−1,000$42,730→ 16,860 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-22−500→ 5,114 totalExercise: $35.46Exp: 2022-02-21→ Common Stock (500 underlying)
Footnotes (5)
- [F1]In connection with the vesting of 296 time-based restricted stock units, which were granted on February 21, 2012 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 94 of such shares to the issuer to satisfy her tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.709 to $42.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Includes 6,380 restricted stock units and 750 shares of restricted stock that are subject to vesting and forfeiture restrictions.
- [F4]The option exercised is a portion of the grant to the reporting person made on 6/24/2011 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 6/24/2012, and thereafter 75% of the option vest in 36 substantially equal monthly installments, with the first installment vesting on the same day of the month following the month in which the first anniversary of the award date occurred and an additional installment vesting on the same day of each of the 36 months thereafter. As of February 22, 2013, 2,003 shares of common stock underlying the option had vested.
- [F5]The option exercised is a portion of the grant to the reporting person made on 2/21/2012 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vests on each of the first, second, third and fourth anniversaries of the grant. As of February 22, 2013, 1,403 shares of common stock underlying the option had vested.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001349040
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 8:04 PM ET
- Size
- 15.0 KB