Schuler James 4
4 · EAST WEST BANCORP INC · Filed Mar 11, 2013
Insider Transaction Report
Form 4
Schuler James
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-03-07+981→ 16,416 total - Award
Performance-Based Restricted Stock Units
2013-03-07+4,574→ 9,812 total→ Common Stock (4,574 underlying) - Tax Payment
Common Stock
2013-03-07$25.25/sh−416$10,504→ 16,000 total - Award
Time-Based Restricted Stock Units
2013-03-07+3,743→ 8,029 total→ Common Stock (3,743 underlying) - Exercise/Conversion
Ratable-Vesting Restricted Stock Units
2013-03-07−981→ 981 total→ Common Stock (981 underlying)
Footnotes (3)
- [F1]Restricted Stock Units will vest in three annual installments beginning March 7, 2012. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock. Vesting is also subject to meeting pre-established earning goals.
- [F2]Time Vesting Restricted Stock Units will vest in 3 years. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock. Vesting is also subject to meeting pre-established earning goals.
- [F3]Performance Based Restricted Stock Units vest in 3 years. Number of units that will vest depends on meeting performance criteria. 4,574 units are for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock.