4//SEC Filing
MULAC JOSEPH CARL III 4
Accession 0001179110-13-005756
CIK 0000039677other
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 7:42 PM ET
Size
9.9 KB
Accession
0001179110-13-005756
Insider Transaction Report
Form 4
AV Homes, Inc.AVHI
MULAC JOSEPH CARL III
EXECUTIVE VICE PRESIDENT
Transactions
- Disposition to Issuer
Common Stock
2013-03-21−105,000→ 39,446 total - Award
Common Stock
2013-03-21+16,891→ 56,287 total - Disposition to Issuer
Common Stock
2012-12-31−24,000→ 147,696 total - Tax Payment
Common Stock
2012-12-31$14.22/sh−3,200$45,504→ 144,446 total
Footnotes (3)
- [F1]The balance corrects an error in the balance reported on the Reporting Person's last Form 4 filed on March 7, 2013, which should have shown his total holdings as 171,646 shares.
- [F2]The performance-based vesting portion of the restricted stock award issued to the Reporting Person on September 29, 2011 was cancelled in connection with the grant to the Reporting Person of a new performance-based restricted stock award on March 21, 2013 as the Compensation Committee sought to adjust the performance objectives of the Issuer's management team based on the Issuer's current business strategy.
- [F3]The restricted stock award was granted under the Amended and Restated 1997 Incentive and Capital Accumulation Plan (2011 Restatement) and vests as to 25% of the shares on each of December 31, 2013, 2014, 2015 and 2016 if certain performance goals are achieved for each annual period.
Documents
Issuer
AV Homes, Inc.
CIK 0000039677
Entity typeother
Related Parties
1- filerCIK 0001504432
Filing Metadata
- Form type
- 4
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 7:42 PM ET
- Size
- 9.9 KB