4//SEC Filing
Hatzopoulos Anh 4
Accession 0001179110-13-005898
CIK 0001496623other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 4:36 PM ET
Size
17.8 KB
Accession
0001179110-13-005898
Insider Transaction Report
Form 4
Hatzopoulos Anh
EVP Online Business Dev.
Transactions
- Exercise/Conversion
Common Stock (0)
2013-03-25$3.45/sh+200,000$690,000→ 200,000 total - Exercise/Conversion
Employee Stock Option (right to buy) (226,504)
2013-03-25−75,375→ 151,129 total→ Common Stock (75,375 underlying) - Exercise/Conversion
Employee Stock Option (right to buy) (200,000)
2013-03-25−200,000→ 0 total→ Common Stock (200,000 underlying) - Sale
Common Stock (75,375)
2013-03-25$15.90/sh−75,375$1,198,463→ 0 total - Sale
Common Stock (200,000)
2013-03-25$15.90/sh−200,000$3,180,000→ 0 total - Exercise/Conversion
Common Stock (0)
2013-03-25$3.78/sh+75,375$284,918→ 75,375 total
Holdings
- 10,169
Restricted Stock (10,169)
- 165,000
Restricted Stock (165,000)
- 130,208
Restricted Stock (130,208)
Footnotes (7)
- [F1]Options exercised and shares sold pursuant to a pre-existing 10b5-1 plan. Sales price represents average sales price.
- [F2]Shares of restricted stock were granted on February 10, 2012 (13,559 shares). The shares shown may not be sold or otherwise transferred until they vest. The shares will vest 25% per year on February 9 2013, 2014, 2015, and 2016 if the holder remains in the employ of the Company through the applicable vesting date. The vesting of the shares is subject to acceleration in the event of the death or disability of the holder and any change in control of the Company.
- [F3]Shares of restricted stock were granted on October 29, 2012 (130,208). The shares shown may not be sold or otherwise transferred until they vest. The vesting of the shares is conditioned upon the Company's 2015 adjusted net income equalling or exceeding certain specified targets and the holder remaining in the employ of the Company through the applicable vesting date. The vesting of the shares is subject to acceleration in the event of any change in control of the Company.
- [F4]Shares of restricted stock were granted on October 29,2012. The shares shown may not be sold or otherwise transferred until they vest. The shares will vest on October 29, 2014, if the holder remains in the employ of the Company through such date. The vesting of the shares is subject to acceleration upon the death or disability of the holder or any change in control of the Company.
- [F5]Options were granted on February 5, 2009 (100,000 shares @ $3.47 per share; 25,000 shares exercised on October 22, 2010; 25,000 shares exercised on February 17, 2012; 25,000 shares exercised on March 12, 2012; vesting 25% on each of February 5, 2010, 2011, 2012, 2013), April 20, 2010 (301,500 shares @ $3.78 per share; 14,000 shares exercised on March 12, 2012; 76,055 exercised on July 2, 2012; 13,784 shares exercised on July 5, 2012; 46,911 shares exercised on July 17, 2012; 75,375 exercised on March 25, 2013; vesting 25% of each of March 25, 2011, 2012, 2013, 2014), February 16, 2011 (30,000 shares @ $14.80 per share; vesting 25% on each of February 16, 2012, 2013, 2014, 2015) and February 10, 2012 (27,672 shares @ $8.80 per share; 6,918 exercised on February 12, 2013; vesting 25% on each of February 10, 2013, 2014, 2015, 2016).
- [F6]The vesting of each the options is conditioned upon the holder continuing to provide services through the applicable vesting date and is subject to acceleration in the event of a change in control of the Company. The options have a term of ten years from their date of grant.
- [F7]Options were granted on May 8, 2008 (200,000 shares @ $3.45 per share; fully vested; 200,000 shares exercised on March 25, 2013).
Documents
Issuer
NetSpend Holdings, Inc.
CIK 0001496623
Entity typeother
Related Parties
1- filerCIK 0001503393
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 4:36 PM ET
- Size
- 17.8 KB