|4Apr 1, 2:02 PM ET

Mashburn Jamal 4

4 · ROI Acquisition Corp. · Filed Apr 1, 2013

Insider Transaction Report

Form 4
Period: 2013-04-01
Transactions
  • Purchase

    Common Stock

    2013-04-01$0.01/sh+4,000$464,000 total(indirect: See Footnote)
Footnotes (2)
  • [F1]Up to 1,176 of such shares shall be subject to forfeiture as follows: (i) 564 of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 612 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.
  • [F2]By Mashburn Enterprises, LLC.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -