Omthera Pharmaceuticals, Inc.·4

Apr 11, 4:06 PM ET

Wisler Gerald 4

4 · Omthera Pharmaceuticals, Inc. · Filed Apr 11, 2013

Insider Transaction Report

Form 4
Period: 2013-04-11
Wisler Gerald
DirectorPresident and CEO
Transactions
  • Award

    Warrant (right to buy)

    2013-04-11+3,1253,125 total
    Exercise: $0.01From: 2013-04-16Exp: 2023-02-15Common Stock (3,125 underlying)
  • Award

    Secured Convertible Promissory Note

    2013-04-11+12,66412,664 total
    Exercise: $8.00From: 2013-04-16Exp: 2014-02-15Common Stock (12,664 underlying)
Footnotes (4)
  • [F1]Upon the closing of the Issuer's initial public offering ("IPO"), the warrant will automatically convert into the number of shares of Common Stock shown in column 5 less the number of shares equal to the payment of the exercise price.
  • [F2]Upon the closing of the Issuer's IPO, the note will convert into the number of shares of Common Stock shown in column 5.
  • [F3]The Secured Convertible Promissory Note was issued to the reporting person in exchange for $100,000.
  • [F4]This is the maturity date of the Secured Convertible Promissory Note.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -