4//SEC Filing
Giancarlo J Christopher 4
Accession 0001179110-13-006746
CIK 0001292426other
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 4:03 PM ET
Size
11.0 KB
Accession
0001179110-13-006746
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Giancarlo J Christopher
Executive Vice President
Transactions
- Sale
Common Stock
2013-04-10$3.37/sh−5,000$16,850→ 51,307 total
Holdings
- 35,079
Restricted Stock Units
→ Common Stock (35,079 underlying) - 14,377
Restricted Stock Units
→ Common Stock (14,377 underlying) - 44,379
Restricted Stock Units
→ Common Stock (44,379 underlying) - 112,000
Options to purchase Common Stock
Exercise: $2.97Exp: 2014-06-30→ Common Stock (112,000 underlying)
Footnotes (8)
- [F1]Options are immediately exercisable.
- [F2]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F3]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F7]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.35 to $3.40. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeother
Related Parties
1- filerCIK 0001314427
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 4:03 PM ET
- Size
- 11.0 KB