4//SEC Filing
LIQUIDITY SERVICES INC 4
Accession 0001179110-13-009763
$LQDTCIK 0001235468operating
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 5:10 PM ET
Size
24.7 KB
Accession
0001179110-13-009763
Insider Transaction Report
Form 4
Roy G Cayce
Exec. VP/Pres. Asset Recovery
Transactions
- Sale
Common Stock
2013-06-03$39.80/sh−4,212$167,638→ 2,000 total - Exercise/Conversion
Common Stock
2013-06-03$9.05/sh+4,212$38,119→ 6,212 total - Exercise/Conversion
Employee Stock Option
2013-06-03$9.05/sh−4,212$38,119→ 3,443 totalExercise: $9.05Exp: 2019-10-01→ Common Stock (7,655 underlying)
Holdings
- 7,806
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (7,806 underlying) - 7,856
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,856 underlying) - 32,611
Employee Stock Option
Exercise: $10.82Exp: 2018-07-30→ Common Stock (32,611 underlying) - 300,000
Employee Stock Option
Exercise: $10.82Exp: 2018-07-30→ Common Stock (300,000 underlying) - 2,127
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying) - 3,191
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,191 underlying) - 3,528
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (3,528 underlying) - 4,350
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (4,350 underlying) - 13,815
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,815 underlying) - 2,356
Restricted Stock Grant
Exercise: $9.05Exp: 2019-10-01→ Common Stock (2,356 underlying) - 2,127
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying) - 3,191
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,191 underlying)
Footnotes (13)
- [F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F10]Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F11]Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F12]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F13]This option became fully vested on August 25, 2012.
- [F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F3]Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F6]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F7]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F8]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F9]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001235468
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 5:10 PM ET
- Size
- 24.7 KB