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4//SEC Filing

CONCEPTUS INC 4

Accession 0001179110-13-009980

CIK 0000896778operating

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 6:22 PM ET

Size

24.7 KB

Accession

0001179110-13-009980

Insider Transaction Report

Form 4
Period: 2013-06-05
Yu Edward
VP Reg, Clin & Med Affairs
Transactions
  • Disposition from Tender

    Common Stock

    2013-06-05$31.00/sh16,050$497,5500 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-06-0510,5000 total
    Exercise: $22.65Common Stock (10,500 underlying)
  • Disposition from Tender

    Common Stock

    2013-06-05$31.00/sh2,579$79,9490 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-052710 total
    Exercise: $18.06Common Stock (271 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-0522,0000 total
    Exercise: $19.57Common Stock (22,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-0520,0000 total
    Exercise: $13.74Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-052,2500 total
    Exercise: $11.35Common Stock (2,250 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-0515,2920 total
    Exercise: $13.20Common Stock (15,292 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-0575,0000 total
    Exercise: $18.63Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-06-051190 total
    Exercise: $20.87Common Stock (119 underlying)
Footnotes (4)
  • [F1]In connection with that certain Agreement and Plan of Merger by and among the Issuer, Bayer Healthcare LLC and Evelyn Acquisition Company dated April 28, 2013 (the "Merger Agreement"), each share ("Share") of common stock, par value $0.003 per share, of the Issuer that had not been tendered into the tender offer was as of the Effective Time (as defined in the Merger Agreement) and by virtue of the Merger ( as defined in the Merger Agreement) converted into the right to receive a cash payment equal to the Merger Consideration of $31.00 per Share (without interest and less any applicable withholding tax).
  • [F2]In connection with that certain Agreement and Plan of Merger by and among the Issuer, Bayer Healthcare LLC and Evelyn Acquisition Company dated April 28, 2013 (the "Merger Agreement"), each restricted stock unit with respect to shares ("Shares") of common stock, par value $0.003 per share, of the Issuer (whether or not then exercisable or vested) as of the Effective Time (as defined in the Merger Agreement) was cancelled in the Merger (as defined in the Merger Agreement) and converted into the right to receive a cash payment equal to the Merger Consideration (as defined in the Merger Agreement) of $31.00 per Share (without interest and less any applicable withholding tax).
  • [F3]In connection with the Merger Agreement, each stock appreciation right with respect to shares ("Shares") of common stock, par value $0.003 per Share, of the Issuer that had not been exercised and tendered into the tender offer (whether vested or unvested) as of the Effective Time was cancelled in the Merger and converted into the right to receive a cash payment equal to the excess of $31.00 over the exercise price per Share previously subject to such stock appreciation right multiplied by the number of Shares previously subject to such stock appreciation right (without interest and less any applicable withholding tax).
  • [F4]In connection with the Merger Agreement, each option to purchase Shares that had not been exercised and tendered into the tender offer (whether vested or unvested) as of the Effective Time was cancelled in the Merger and converted into the right to receive a cash payment equal to the excess of $31.00 over the exercise price per Share previously subject to such option multiplied by the number of Shares previously subject to such option (without interest and less any applicable withholding tax).

Issuer

CONCEPTUS INC

CIK 0000896778

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000896778

Filing Metadata

Form type
4
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 6:22 PM ET
Size
24.7 KB