CONTROL4 CORP 4
4 · CONTROL4 CORP · Filed Aug 7, 2013
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Born Robert
Director10% Owner
Transactions
- Conversion
Common Stock
2013-08-07+24,031→ 24,031 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.) - Conversion
Common Stock
2013-08-07+2,896,199→ 2,896,199 total(indirect: By Thomas Weisel Venture Partners, L.P.) - Conversion
Series A Convertible Preferred Stock
2013-08-07−7,212→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (7,212 underlying) - Conversion
Series A Convertible Preferred Stock
2013-08-07−858,172→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (858,172 underlying) - Conversion
Series B Convertible Preferred Stock
2013-08-07−9,838→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (9,838 underlying) - Conversion
Series B Convertible Preferred Stock
2013-08-07−1,172,865→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (1,172,865 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−2,959→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (2,959 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−366,996→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (366,996 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−2,450→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (2,450 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−303,921→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (303,921 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−702→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (702 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−87,109→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (87,109 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−870→ 0 total(indirect: By Thomas Weisel Venture Partners Employee Fund, L.P.)→ Common Stock (870 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−107,136→ 0 total(indirect: By Thomas Weisel Venture Partners, L.P.)→ Common Stock (107,136 underlying)
Footnotes (3)
- [F1]Each share of Issuer's Preferred Stock automatically converts into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
- [F2]These shares are owned directly by Thomas Weisel Venture Partners Employee Fund, L.P. ("TWVP Employee Fund"), whose sole general partner is Thomas Weisel Capital Management LLC. Robert Born is a fund manager for TWVP Employee Fund. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Robert Born is a director of Issuer.
- [F3]These shares are owned directly by Thomas Weisel Venture Partners, L.P. ("TWVP "), whose sole general partner is Thomas Weisel Venture Partners LLC. Robert Born is a fund manager for TWVP. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Robert Born is a director of Issuer.