CONTROL4 CORP 4
4 · CONTROL4 CORP · Filed Aug 7, 2013
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Jordan Len
DirectorOther
Transactions
- Conversion
Common Stock
2013-08-07+2,188,168→ 2,188,168 total(indirect: By Frazier Technology Ventures II, L.P.) - Conversion
Series B Convertible Preferred Stock
2013-08-07−1,419,244→ 0 total(indirect: By Frazier Technology Ventures II, L.P.)→ Common Stock (1,419,244 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−256,365→ 0 total(indirect: By Frazier Technology Ventures II, L.P.)→ Common Stock (256,365 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−188,536→ 0 total(indirect: By Frazier Technology Ventures II, L.P.)→ Common Stock (188,536 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−324,023→ 0 total(indirect: By Frazier Technology Ventures II, L.P.)→ Common Stock (324,023 underlying)
Footnotes (2)
- [F1]Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
- [F2]These shares are owned directly by Frazier Technology Ventures II, L.P. ("Frazier"). Frazier's sole general partner is FTVM II, L.P. ("FTVM II") and FTVM II's sole general partner is Frazier Technology Management, L.L.C. ("Frazier Tech Management"). Len Jordan is a managing member of Frazier Tech Management. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Len Jordan is a director of Issuer.