FAMOUS DAVES OF AMERICA INC 4
4 · FAMOUS DAVES OF AMERICA INC · Filed Aug 13, 2013
Insider Transaction Report
Form 4
PURCEL DIANA G
CFO & Secretary
Transactions
- Tax Payment
Common Stock, $.01 par value
2013-08-09$16.29/sh−11,734$191,147→ 80,406 total - Exercise/Conversion
Employee Stock Option
2013-08-09−20,000→ 0 totalExercise: $6.15Exp: 2014-02-18→ Common Stock, $.01 par value (20,000 underlying) - Exercise/Conversion
Common Stock, $.01 par value
2013-08-09$6.15/sh+20,000$123,000→ 92,140 total - Sale
Common Stock, $.01 par value
2013-08-09$15.98/sh−7,516$120,137→ 72,140 total
Holdings
- 25,000
Restricted Stock Units
→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Includes 2,000 shares held in self-directed IRA and 500 shares held jointly with spouse.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- [F3]5,000 shares vested on each of 2/18/05, 2/18/06, 2/18/07 and 2/18/08.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock units vest in three equal annual installments beginning on 9/11/2011. Vested shares will be delivered to the Reporting Person upon the termination date of her employment with the Company.