4//SEC Filing
Solera National Bancorp, Inc. 4
Accession 0001179110-13-013259
CIK 0001357231operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 6:07 PM ET
Size
12.1 KB
Accession
0001179110-13-013259
Insider Transaction Report
Form 4
Solera National Bancorp, Inc.OTCQB:SLRK
AKERS NORMA R.
Director
Transactions
- Sale
Common Stock, $.01 Par Value
2013-08-14$7.75/sh−1,000$7,750→ 15,000 total - Exercise of In-Money
Stock Option (Right to Buy)
2013-08-14−1,000→ 2,000 totalExercise: $3.30Exp: 2022-02-16→ Common Stock, $.01 Par Value (1,000 underlying) - Exercise of In-Money
Stock Option (Right to Buy)
2013-08-14−2,500→ 2,500 totalExercise: $4.47Exp: 2020-08-20→ Common Stock, $.01 Par Value (2,500 underlying) - Sale
Common Stock, $.01 Par Value
2013-08-14$7.75/sh−2,500$19,375→ 16,000 total
Holdings
- 2,500(indirect: By Son)
Common Stock, $.01 Par Value
- 2,500(indirect: By Son)
Common Stock, $.01 Par Value
Footnotes (2)
- [F1]5,000 Stock Options were granted to the Reporting Person on August 20, 2010 which vested over 12 equal monthly installments beginning September 20, 2010. On August 14, 2013, 2,500 Stock Options were exercised and the 2,500 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,500 fully-vested Stock Options are still held by the Reporting Person exercisable at $4.47 per share.
- [F2]3,000 Stock Options were granted to the Reporting Person on February 16, 2012 which are vesting over 48 equal monthly installments beginning March 16, 2012. On August 14, 2013, 1,000 Stock Options were exercised and the 1,000 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,000 Stock Options are still held by the Reporting Person exercisable at $3.30 per share.
Documents
Issuer
Solera National Bancorp, Inc.
CIK 0001357231
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001357231
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 6:07 PM ET
- Size
- 12.1 KB