4//SEC Filing
New York & Company, Inc. 4
Accession 0001179110-13-013593
CIK 0001211351operating
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 8:17 PM ET
Size
8.7 KB
Accession
0001179110-13-013593
Insider Transaction Report
Form 4
Finnegan Kevin
EVP, Global Sales & Operations
Transactions
- Award
Stock Appreciation Rights
2013-08-26+67,050→ 67,050 totalExercise: $5.32Exp: 2023-08-26→ Common Stock (67,050 underlying) - Award
Common Stock
2013-08-26+12,218→ 87,755 total
Holdings
- 4,372(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The reporting person was awarded restricted stock which vest on August 26, 2016.
- [F2]Includes 57,273 shares of common stock, 382 vested deferred stock units, 382 deferred stock units which vest on August 21, 2016, 12,218 shares of restricted stock which vest on August 26, 2016, 10,000 shares of restricted stock which vest on April 16, 2015 and 7,500 shares of restricted stock which vest on April 15, 2014.
- [F3]Represents common stock indirectly beneficially owned through the Kevin L. Finnegan 2004 Grantor Retained Annuity Trust.
- [F4]The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 16,762 on August 26, 2014, 16,762 on August 26, 2015, and 33,526 on August 26, 2016. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeoperating
Related Parties
1- filerCIK 0001211351
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 8:17 PM ET
- Size
- 8.7 KB