4//SEC Filing
ALPHA PRO TECH LTD 4
Accession 0001179110-13-013850
$APTCIK 0000884269operating
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 11:24 AM ET
Size
14.3 KB
Accession
0001179110-13-013850
Insider Transaction Report
Form 4
HOFFMAN SHELDON
DirectorC.E.O.
Transactions
- Exercise/Conversion
employee stock options ( right to buy)
2013-09-03−33,333→ 308,334 totalExercise: $1.23From: 2010-09-10Exp: 2013-09-10→ common stock (33,333 underlying) - Exercise/Conversion
employee stock options ( right to buy)
2013-09-03−33,333→ 341,667 totalExercise: $1.23From: 2009-09-10Exp: 2013-09-10→ common stock (33,333 underlying) - Exercise/Conversion
eomployee stock options ( righ to buy)
2013-09-03−33,334→ 275,000 totalExercise: $1.23From: 2011-09-10Exp: 2013-09-10→ common stock (33,334 underlying) - Sale
common stock
2013-09-03$1.51/sh−100,000$151,000→ 1,070,189 total - Exercise/Conversion
common stock
2013-09-03$1.23/sh+100,000$123,000→ 1,170,189 total
Holdings
- 44,325(indirect: By Spouse)
common stock
- 410,051(indirect: By Trust)
common stock
Footnotes (1)
- [F1]This total also reflects the expiration and disposition of 100,000 stock options granted to the reporting person on August 23,2006 with an exercise price of $1.98, which expired on August 22, 2011 and 100,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended.
Documents
Issuer
ALPHA PRO TECH LTD
CIK 0000884269
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000884269
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 11:24 AM ET
- Size
- 14.3 KB