LIQUIDITY SERVICES INC 4

Accession 0001179110-13-014191

$LQDTCIK 0001235468operating

View on SEC.gov Company Profile

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 5:08 PM ET

Size

24.2 KB

Accession

0001179110-13-014191

Insider Transaction Report

Form 4

Period: 2013-09-11

LIQUIDITY SERVICES INCLQDT

Williams James Edwin

VP, Gen. Counsel & Secretary

Transactions

Exercise/Conversion
Common Stock
2013-09-11$15.47/sh+1,248$19,307→ 4,990 total
Sale
Common Stock
2013-09-11$35.91/sh−4,290$154,054→ 700 total
Exercise/Conversion
Employee Stock Option
2013-09-11$9.05/sh−3,042$27,530→ 508 total
Exercise: $9.05Exp: 2019-10-01→ Common Stock (3,550 underlying)
Exercise/Conversion
Common Stock
2013-09-11$9.05/sh+3,042$27,530→ 3,742 total
Exercise/Conversion
Employee Stock Option
2013-09-11$15.47/sh−1,248$19,307→ 2,706 total
Exercise: $15.47Exp: 2020-10-01→ Common Stock (3,954 underlying)

Holdings

Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,835 underlying)
1,835
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (2,689 underlying)
2,689
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (5,950 underlying)
5,950
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,753 underlying)
2,753
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (3,380 underlying)
3,380
Restricted Stock Grant
Exercise: $9.05Exp: 2019-10-01→ Common Stock (1,945 underlying)
1,945
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,753 underlying)
2,753
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,764 underlying)
2,764
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,835 underlying)
1,835

Footnotes (11)

[F1]Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F10]Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F11]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F2]Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F3]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F4]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F5]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F6]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F7]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F8]Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F9]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001235468

Filing Metadata

Form type: 4
Filed: Sep 12, 8:00 PM ET
Accepted: Sep 13, 5:08 PM ET
Size: 24.2 KB

View on SEC.gov