GFI Group Inc. 4

4 · GFI Group Inc. · Filed Sep 17, 2013

Form 4

Period: 2013-09-16

Executive Vice President

Transactions

Exercise/Conversion
Options to purchase Common Stock
2013-09-16$2.97/sh−49,700$147,609→ 62,300 total
Exercise: $2.97Exp: 2014-06-30→ Common Stock (49,700 underlying)
Exercise/Conversion
Common Stock
2013-09-16$2.97/sh+49,700$147,609→ 63,695 total
Sale
Common Stock
2013-09-16$4.06/sh−49,700$201,782→ 13,995 total

Holdings

Footnotes (8)

[F1]Options are immediately exercisable.
[F2]The Restricted Stock Units settle 1 for 1 upon vesting.
[F3]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
[F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
[F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
[F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
[F7]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
[F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.02 to $4.12. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Documents

1 file