GFI Group Inc. 4
4 · GFI Group Inc. · Filed Sep 19, 2013
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Giancarlo J Christopher
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-09-18$2.97/sh+43,000$127,710→ 56,995 total - Sale
Common Stock
2013-09-18$4.06/sh−43,000$174,580→ 13,995 total - Sale
Common Stock
2013-09-17$4.06/sh−19,300$78,358→ 13,995 total - Exercise/Conversion
Options to purchase Common Stock
2013-09-17$2.97/sh−19,300$57,321→ 43,000 totalExercise: $2.97Exp: 2014-06-30→ Common Stock (19,300 underlying) - Exercise/Conversion
Common Stock
2013-09-17$2.97/sh+19,300$57,321→ 33,295 total - Exercise/Conversion
Options to purchase Common Stock
2013-09-18$2.97/sh−43,000$127,710→ 0 totalExercise: $2.97Exp: 2014-06-30→ Common Stock (43,000 underlying)
Holdings
- 14,377
Restricted Stock Units
→ Common Stock (14,377 underlying) - 35,079
Restricted Stock Units
→ Common Stock (35,079 underlying) - 44,379
Restricted Stock Units
→ Common Stock (44,379 underlying)
Footnotes (9)
- [F1]Options are immediately exercisable.
- [F2]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F3]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F7]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.02 to $4.09. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F9]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.14. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.