4//SEC Filing
GFI Group Inc. 4
Accession 0001179110-13-014392
CIK 0001292426operating
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 12:25 PM ET
Size
18.6 KB
Accession
0001179110-13-014392
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Giancarlo J Christopher
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-09-18$2.97/sh+43,000$127,710→ 56,995 total - Sale
Common Stock
2013-09-18$4.06/sh−43,000$174,580→ 13,995 total - Sale
Common Stock
2013-09-17$4.06/sh−19,300$78,358→ 13,995 total - Exercise/Conversion
Options to purchase Common Stock
2013-09-17$2.97/sh−19,300$57,321→ 43,000 totalExercise: $2.97Exp: 2014-06-30→ Common Stock (19,300 underlying) - Exercise/Conversion
Common Stock
2013-09-17$2.97/sh+19,300$57,321→ 33,295 total - Exercise/Conversion
Options to purchase Common Stock
2013-09-18$2.97/sh−43,000$127,710→ 0 totalExercise: $2.97Exp: 2014-06-30→ Common Stock (43,000 underlying)
Holdings
- 14,377
Restricted Stock Units
→ Common Stock (14,377 underlying) - 35,079
Restricted Stock Units
→ Common Stock (35,079 underlying) - 44,379
Restricted Stock Units
→ Common Stock (44,379 underlying)
Footnotes (9)
- [F1]Options are immediately exercisable.
- [F2]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F3]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F7]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.02 to $4.09. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F9]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.14. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001292426
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 12:25 PM ET
- Size
- 18.6 KB