ROI Acquisition Corp. II 4
4 · ROI Acquisition Corp. II · Filed Sep 25, 2013
Insider Transaction Report
Form 4
Baldwin Thomas J
DirectorChairman and CEO
Transactions
- Purchase
Common Stock, par value $0.0001 per share
2013-09-17$10.00/sh+10,000$100,000→ 181,875 total - Purchase
Warrants
2013-09-17$0.50/sh+10,000$5,000→ 10,000 totalExercise: $11.50→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]The 10,000 shares of the Issuer's common stock reported herein were acquired as a result of the reporting person's purchase of 10,000 of the Issuer's units. Each of the Issuer's units consists of one share of the Issuer's common stock and one warrant.
- [F2]Each warrant entitles the holder thereof to purchase one-half of one share of the Issuer's common stock at a price of $5.75 per half share ($11.50 per whole share), subject to adjustment as described in the Issuer's registration statement on Form S-1 (File No. 333-190721).
- [F3]The 10,000 warrants reported herein were acquired as a result of the reporting person's purchase of 10,000 of the Issuer's units. Each of the Issuer's units consists of one share of the Issuer's common stock and one warrant.
- [F4]The warrants become exercisable on the later of September 20, 2014 or 30 days after the closing of the Issuer's initial business combination.
- [F5]The warrants expire five years after they first become exercisable.