GTX INC /DE/ 4

4 · GTX INC /DE/ · Filed Oct 2, 2013

Form 4

Period: 2013-10-01

Vice President and Secretary

Transactions

Award
Common Stock
2013-10-01+100,000→ 120,000 total
Award
Nonstatutory Stock Option (Right to Buy)
2013-10-01+100,000→ 100,000 total
Exercise: $1.88Exp: 2023-09-30→ Common Stock (100,000 underlying)

Holdings

Footnotes (3)

[F1]Represents the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of GTx common stock upon the vesting of the unit. The restricted stock units will vest in full on the earlier to occur of (i) June 1, 2014, (ii) an involuntary termination of the reporting person's continuous service other than for cause and (iii) a change in control of GTx.
[F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose.
[F3]The option vests and is exercisable in full on the earlier to occur of (i) June 1, 2014, (ii) an involuntary termination of the reporting person's continuous service other than for cause and (iii) specified change in control transactions involving GTx.

Documents

1 file