GFI Group Inc. 4
4 · GFI Group Inc. · Filed Oct 11, 2013
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Giancarlo J Christopher
Executive Vice President
Transactions
- Sale
Common Stock
2013-10-10$3.52/sh−5,000$17,600→ 8,995 total
Holdings
- 35,079
Restricted Stock Units
→ Common Stock (35,079 underlying) - 44,379
Restricted Stock Units
→ Common Stock (44,379 underlying) - 14,377
Restricted Stock Units
→ Common Stock (14,377 underlying)
Footnotes (7)
- [F1]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- [F2]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F3]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F5]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F6]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.48 to $3.56. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F7]The Restricted Stock Units settle 1 for 1 upon vesting.