4//SEC Filing
GFI Group Inc. 4
Accession 0001179110-13-015467
CIK 0001292426operating
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 2:54 PM ET
Size
9.7 KB
Accession
0001179110-13-015467
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Giancarlo J Christopher
Executive Vice President
Transactions
- Sale
Common Stock
2013-10-10$3.52/sh−5,000$17,600→ 8,995 total
Holdings
- 35,079
Restricted Stock Units
→ Common Stock (35,079 underlying) - 44,379
Restricted Stock Units
→ Common Stock (44,379 underlying) - 14,377
Restricted Stock Units
→ Common Stock (14,377 underlying)
Footnotes (7)
- [F1]Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- [F2]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F3]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F5]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F6]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.48 to $3.56. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F7]The Restricted Stock Units settle 1 for 1 upon vesting.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001292426
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 2:54 PM ET
- Size
- 9.7 KB