4//SEC Filing
Astex Pharmaceuticals, Inc 4
Accession 0001179110-13-015570
CIK 0000919722operating
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 7:32 PM ET
Size
27.2 KB
Accession
0001179110-13-015570
Insider Transaction Report
Form 4
CASAMENTO CHARLES J
Director
Transactions
- Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−15,000→ 0 totalExercise: $7.79Exp: 2014-05-06→ Common Stock (15,000 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−833→ 0 totalExercise: $2.92From: 2011-06-16Exp: 2021-06-16→ Common Stock (833 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−35,000→ 0 totalExercise: $2.14Exp: 2020-06-10→ Common Stock (35,000 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−10,000→ 0 totalExercise: $5.88From: 2004-10-06Exp: 2014-10-06→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−25,000→ 0 totalExercise: $2.92Exp: 2021-06-16→ Common Stock (25,000 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−20,000→ 0 totalExercise: $3.97Exp: 2016-06-09→ Common Stock (20,000 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-11−7,500→ 0 totalExercise: $3.26Exp: 2019-09-17→ Common Stock (7,500 underlying) - Disposition to Issuer
Director Stock Option (Right to buy)
2013-10-01−32,500→ 0 totalExercise: $4.60Exp: 2023-06-13→ Common Stock (32,500 underlying)
Footnotes (18)
- [F1]The option provided for vesting as to 1/4th of the shares on May 6, 2004 and on each three month anniversary thereafter.
- [F10]The option provided for vesting as to 1/4th of the shares on September 17, 2009 and on each three month anniversary thereafter.
- [F11]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $39,300.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F12]The option provided for vesting as to 1/4th of the shares on June 10, 2010 and on each three month anniversary thereafter.
- [F13]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $222,600.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F14]The option provided for vesting as to 1/4th of the shares on June 16, 2011 and on each three month anniversary thereafter.
- [F15]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $139,500.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F16]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $4,648.14, which represents the difference between $8.50 and the exercise price of the option per share.
- [F17]The option originally provided for vesting as to 1/4th of the shares on June 13, 2013 and on each three month anniversary thereafter. Pursuant to the Merger Agreement, the option vested in full immediately prior to the closing of the merger.
- [F18]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $126,750.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F2]Pursuant to the Agreement and Plan of Merger, dated September 5, 2013, between the Issuer, Otsuka Pharmaceutical Co., Ltd., and Autumn Acquisition Corporation (the "Merger Agreement"), the option was cancelled in exchange for a cash payment of $10,650.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F3]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $26,200.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F4]The option provided for vesting as to 1/4th of the shares on May 12, 2005 and on each three month anniversary thereafter.
- [F5]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $54,900.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F6]The option provided for vesting as to 1/4th of the shares on June 9, 2006 and on each three month anniversary thereafter.
- [F7]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $90,600.00, which represents the difference between $8.50 and the exercise price of the option per share.
- [F8]The option provided for vesting as to 1/4th of the shares on June 14, 2007 and on each three month anniversary thereafter.
- [F9]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $52,200.00, which represents the difference between $8.50 and the exercise price of the option per share.
Documents
Issuer
Astex Pharmaceuticals, Inc
CIK 0000919722
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000919722
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 7:32 PM ET
- Size
- 27.2 KB