INVENTURE FOODS, INC. 4
4 · INVENTURE FOODS, INC. · Filed Nov 18, 2013
Insider Transaction Report
Form 4
POLHILL LARRY R
Director10% Owner
Transactions
- Tax Payment
Common Stock
2013-11-17$11.49/sh−9,125$104,846→ 15,782 total - Exercise/Conversion
Common Stock
2013-11-17$7.21/sh+10,000$72,100→ 24,907 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2013-11-17−10,000→ 0 totalExercise: $7.21From: 2013-09-18Exp: 2013-11-17→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2013-11-17$6.55/sh+5,000$32,750→ 14,907 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2013-11-17−5,000→ 0 totalExercise: $6.55From: 2013-05-16Exp: 2013-11-17→ Common Stock (5,000 underlying)
Holdings
- 4,133,695(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Mr. Polhill may be deemed to indirectly beneficially own the shares held by Capital Foods, LLC as a result of his status as the Manager of and his indirect ownership in Capital Foods, LLC, a Delaware limited liability company.
- [F2]Acquisition of shares based on 2 cashless net exercises of stock options, resulting in the issuance to Mr. Polhill of a number of shares of common stock that was less than the total number of shares issued pursuant to the option. The remaining shares underlying the option were cancelled as payment for the exercise price, based upon the closing price per share reported by Nasdaq on November 15, 2013, which was $11.49.