AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Nov 26, 2013
Insider Transaction Report
Form 4
Sharan Kim Michelle
Exec VP & Chief Mktg Officer
Transactions
- Tax Payment
Common Stock
2013-11-22$106.79/sh−23,462$2,505,507→ 36,024 total - Exercise/Conversion
Common Stock
2013-11-22$58.73/sh+30,000$1,761,900→ 59,486 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-22−30,000→ 10,540 totalExercise: $58.73Exp: 2017-01-30→ Common Stock (30,000 underlying) - Sale
Common Stock
2013-11-22$106.79/sh−3,269$349,097→ 32,755 total
Holdings
- 256.68(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Fully vested.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 22, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.