4//SEC Filing
LIQUIDITY SERVICES INC 4
Accession 0001179110-13-017747
$LQDTCIK 0001235468operating
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:12 PM ET
Size
26.2 KB
Accession
0001179110-13-017747
Insider Transaction Report
Form 4
Williams James Edwin
VP, Gen. Counsel & Secretary
Transactions
- Award
Employee Stock Grant
2013-11-27+3,769→ 3,769 totalExercise: $21.99Exp: 2023-10-01→ Common Stock (3,769 underlying) - Award
Employee Stock Grant
2013-11-27+3,770→ 3,770 totalExercise: $21.99Exp: 2023-10-01→ Common Stock (3,770 underlying) - Award
Employee Stock Option
2013-11-27+7,985→ 7,985 totalExercise: $21.99Exp: 2023-10-01→ Common Stock (7,985 underlying) - Award
Employee Stock Option
2013-11-27+7,985→ 7,985 totalExercise: $21.99Exp: 2023-10-01→ Common Stock (7,985 underlying)
Holdings
- 508
Employee Stock Option
Exercise: $9.05Exp: 2019-10-01→ Common Stock (508 underlying) - 700
Common Stock
- 1,835
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,835 underlying) - 1,793
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (1,793 underlying) - 2,753
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,753 underlying) - 1,835
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (1,835 underlying) - 2,706
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,706 underlying) - 2,764
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,764 underlying) - 1,690
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (1,690 underlying) - 5,950
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (5,950 underlying) - 2,065
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,065 underlying)
Footnotes (14)
- [F1]These options became fully vested on October 1, 2013.
- [F10]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F11]Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F12]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F13]Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F14]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F2]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F3]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F4]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F6]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F7]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F8]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F9]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001235468
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 5:12 PM ET
- Size
- 26.2 KB