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4//SEC Filing

LIQUIDITY SERVICES INC 4

Accession 0001179110-13-017749

$LQDTCIK 0001235468operating
View on SEC.govCompany Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 5:13 PM ET

Size

28.9 KB

Accession

0001179110-13-017749

Insider Transaction Report

Form 4
Period: 2013-11-27
LIQUIDITY SERVICES INCLQDT
Roy G Cayce
Exec. VP/Pres. Asset Recovery
Transactions
  • Award

    Employee Stock Grant

    2013-11-27+4,383→ 4,383 total
    Exercise: $21.99Exp: 2023-10-01→ Common Stock (4,383 underlying)
  • Award

    Employee Stock Option

    2013-11-27+9,286→ 9,286 total
    Exercise: $21.99Exp: 2023-10-01→ Common Stock (9,286 underlying)
  • Award

    Employee Stock Grant

    2013-11-27+4,384→ 4,384 total
    Exercise: $21.99Exp: 2023-10-01→ Common Stock (4,384 underlying)
  • Award

    Employee Stock Option

    2013-11-27+9,286→ 9,286 total
    Exercise: $21.99Exp: 2023-10-01→ Common Stock (9,286 underlying)
Holdings

  • Common Stock

    410

  • Employee Stock Option

    Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying)
    2,127

  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (2,175 underlying)
    2,175

  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,815 underlying)
    13,815

  • Employee Stock Option

    Exercise: $10.82Exp: 2018-07-30→ Common Stock (300,000 underlying)
    300,000

  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,191 underlying)
    3,191

  • Employee Stock Option

    Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying)
    2,127

  • Employee Stock Option

    Exercise: $31.11Exp: 2021-10-01→ Common Stock (7,806 underlying)
    7,806

  • Employee Stock Option

    Exercise: $10.82Exp: 2018-07-30→ Common Stock (22,611 underlying)
    22,611

  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,394 underlying)
    2,394

  • Employee Stock Grant

    Exercise: $31.11Exp: 2021-10-01→ Common Stock (2,352 underlying)
    2,352

  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,856 underlying)
    7,856

  • Employee Stock Option

    Exercise: $9.05Exp: 2019-10-01→ Common Stock (3,443 underlying)
    3,443
Footnotes (16)
  • [F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F10]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F11]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F12]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F13]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F14]These options became fully vested on October 1, 2013.
  • [F15]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F16]These options became fully vested on August 25, 2012.
  • [F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F3]Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F6]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F7]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  • [F8]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F9]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Documents

1 file

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001235468

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:13 PM ET
Size
28.9 KB
View on SEC.gov