Home/Filings/4/0001179110-13-017750
4//SEC Filing

LIQUIDITY SERVICES INC 4

Accession 0001179110-13-017750

$LQDTCIK 0001235468operating

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 5:13 PM ET

Size

28.5 KB

Accession

0001179110-13-017750

Insider Transaction Report

Form 4
Period: 2013-11-27
Burton Thomas B
Pres, COO, Gov't Liquid LLC
Transactions
  • Award

    Employee Stock Option

    2013-11-27+8,5418,541 total
    Exercise: $21.99Exp: 2023-10-01Common Stock (8,541 underlying)
  • Award

    Employee Stock Grant

    2013-11-27+4,0324,032 total
    Exercise: $21.99Exp: 2023-10-01Common Stock (4,032 underlying)
  • Award

    Employee Stock Grant

    2013-11-27+4,0324,032 total
    Exercise: $21.99Exp: 2023-10-01Common Stock (4,032 underlying)
  • Award

    Employee Stock Option

    2013-11-27+8,5408,540 total
    Exercise: $21.99Exp: 2023-10-01Common Stock (8,540 underlying)
Holdings
  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01Common Stock (10,000 underlying)
    10,000
  • Employee Stock Option

    Exercise: $15.47Exp: 2020-10-01Common Stock (12,556 underlying)
    12,556
  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01Common Stock (3,185 underlying)
    3,185
  • Employee Stock Option

    Exercise: $38.09Exp: 2022-10-01Common Stock (4,777 underlying)
    4,777
  • Employee Stock Option

    Exercise: $38.09Exp: 2022-10-01Common Stock (4,777 underlying)
    4,777
  • Employee Stock Grant

    Exercise: $31.11Exp: 2021-10-01Common Stock (3,556 underlying)
    3,556
  • Employee Stock Option

    Exercise: $31.11Exp: 2021-10-01Common Stock (11,801 underlying)
    11,801
  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01Common Stock (2,125 underlying)
    2,125
  • Employee Stock Option

    Exercise: $7.48Exp: 2018-10-01Common Stock (44,003 underlying)
    44,003
  • Employee Stock Grant

    Exercise: $38.09Exp: 2022-10-01Common Stock (2,389 underlying)
    2,389
  • Employee Stock Grant

    Exercise: $15.47Exp: 2020-10-01Common Stock (11,053 underlying)
    11,053
  • Employee Stock Option

    Exercise: $10.93Exp: 2017-10-01Common Stock (17,999 underlying)
    17,999
Footnotes (16)
  • [F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F10]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F11]Twenty-five percent of this option grant vest on October 1, 2012 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
  • [F12]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F13]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
  • [F14]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F15]These options became fully vested on October 1, 2013.
  • [F16]These options became fully vested on October 1, 2011.
  • [F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F3]Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
  • [F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  • [F6]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F7]Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the restricted stock grant will vest each month for thirty-six months.
  • [F8]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F9]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones..

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001235468

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:13 PM ET
Size
28.5 KB