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4//SEC Filing

FAMOUS DAVES OF AMERICA INC 4

Accession 0001179110-14-001132

CIK 0001021270operating

Filed

Jan 16, 7:00 PM ET

Accepted

Jan 17, 5:12 PM ET

Size

10.1 KB

Accession

0001179110-14-001132

Insider Transaction Report

Form 4
Period: 2014-01-15
ODONNELL CHRISTOPHER
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Employee Stock Options

    2014-01-1520,0000 total
    Exercise: $6.15Exp: 2014-02-18Common Stock, $.01 par value (20,000 underlying)
  • Exercise/Conversion

    Common Stock, $.01 par value

    2014-01-15$6.15/sh+20,000$123,000146,205 total
  • Tax Payment

    Common Stock, $.01 par value

    2014-01-15$19.95/sh11,028$220,009135,177 total
Holdings
  • Restricted Stock Units

    Common Stock, $.01 par value (50,000 underlying)
    50,000
Footnotes (5)
  • [F1]Shares forfeited to the Issuer upon exercise of option in payment of the exercise price and to cover applicable federal and state withholding obligations under IRC sections 3101 and 3402, sections 31.3121(a)-1(e) and 31.3401-1(a)(4) of the Treasury Regulations, and MN Stat 290.92 and MN Admin Rule 8092.0700.
  • [F2]Pursuant to Section 16b-3 (right to buy)
  • [F3]5,000 shares vested on each of 2/18/05, 2/18/06, 2/18/07 and 2/1/8/08.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock.
  • [F5]The restricted stock units vest in three equal annual installments beginning on 9/11/2011. Vested shares will be delivered to the Reporting Person upon the termination date of his employment with the Company.

Issuer

FAMOUS DAVES OF AMERICA INC

CIK 0001021270

Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0001021270

Filing Metadata

Form type
4
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 5:12 PM ET
Size
10.1 KB