AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 10, 2014
Insider Transaction Report
Form 4
Sharan Kim Michelle
Exec VP & Chief Mktg Officer
Transactions
- Tax Payment
Common Stock
2014-02-06$105.64/sh−656$69,300→ 31,528 total - Tax Payment
Common Stock
2012-07-02$51.99/sh−784$40,760→ 36,663 total - Exercise/Conversion
Phantom Stock
2011-06-30−7,537→ 0 total→ Common Stock (7,537 underlying) - Exercise/Conversion
Phantom Stock
2012-07-02−1,756→ 0 total→ Common Stock (1,756 underlying) - Tax Payment
Common Stock
2011-06-30$57.68/sh−3,374$194,612→ 35,691 total - Exercise/Conversion
Common Stock
2011-06-30$57.68/sh+7,537$434,734→ 39,065 total - Exercise/Conversion
Common Stock
2012-07-02$51.99/sh+1,756$91,294→ 37,447 total
Holdings
- 256.81(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Reflects additional shares from the reinvestment of dividends on phantom stock.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F4]Shares of phantom stock are payable in shares of Ameriprise common stock at a specified date in accordance with the Ameriprise Financial Deferred Compensation Plan.