AMERIPRISE FINANCIAL INC 4

4 · AMERIPRISE FINANCIAL INC · Filed Feb 11, 2014

Form 4

Period: 2014-02-07

President, U.S. Advisor Group

Transactions

Award
Common Stock
2014-02-07+4,088→ 37,935 total
Award
Common Stock
2014-02-07+14,480→ 52,415 total
Award
Phantom Stock
2014-02-07$107.61/sh+5,545.024$596,700→ 28,425.925 total
→ Common Stock (5,545.024 underlying)
Tax Payment
Common Stock
2014-02-07$107.61/sh−8,358$899,404→ 44,057 total
Award
Employee Stock Option (right to buy)
2014-02-07+34,173→ 34,173 total
Exercise: $107.61Exp: 2024-02-07→ Common Stock (34,173 underlying)

Holdings

Footnotes (5)

[F1]Restricted stock award grant, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 7, 2015, February 7, 2016 and February 7, 2017.
[F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
[F3]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
[F4]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
[F5]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 7, 2014.

Documents

1 file