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4//SEC Filing

AMERIPRISE FINANCIAL INC 4

Accession 0001179110-14-002536

$AMPCIK 0000820027operating
View on SEC.govCompany Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 6:33 PM ET

Size

13.4 KB

Accession

0001179110-14-002536

Insider Transaction Report

Form 4
Period: 2014-02-07
AMERIPRISE FINANCIAL INCAMP
Froude Donald E
President, U.S. Advisor Group
Transactions
  • Award

    Common Stock

    2014-02-07+4,088→ 37,935 total
  • Award

    Common Stock

    2014-02-07+14,480→ 52,415 total
  • Award

    Phantom Stock

    2014-02-07$107.61/sh+5,545.024$596,700→ 28,425.925 total
    → Common Stock (5,545.024 underlying)
  • Tax Payment

    Common Stock

    2014-02-07$107.61/sh−8,358$899,404→ 44,057 total
  • Award

    Employee Stock Option (right to buy)

    2014-02-07+34,173→ 34,173 total
    Exercise: $107.61Exp: 2024-02-07→ Common Stock (34,173 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    3,879.99
Footnotes (5)
  • [F1]Restricted stock award grant, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 7, 2015, February 7, 2016 and February 7, 2017.
  • [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F3]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
  • [F4]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
  • [F5]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 7, 2014.

Documents

1 file

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000820027

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 6:33 PM ET
Size
13.4 KB
View on SEC.gov