4//SEC Filing
BALLY TECHNOLOGIES, INC. 4
Accession 0001179110-14-003364
CIK 0000002491operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:52 PM ET
Size
15.8 KB
Accession
0001179110-14-003364
Insider Transaction Report
Form 4
DAVID ROBBINS
Director
Transactions
- Exercise/Conversion
Common Stock, par value $.10 per share
2014-02-19$17.16/sh+24,000$411,840→ 181,959 total - Sale
Common Stock, par value $.10 per share
2014-02-20$68.12/sh−6,000$408,721→ 169,879 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-02-19−24,000→ 0 totalExercise: $17.16From: 2005-06-30Exp: 2014-06-30→ Common Stock, par value $.10 per share (24,000 underlying) - Sale
Common Stock, par value $.10 per share
2014-02-21$67.90/sh−5,500$373,432→ 109,379 total - Tax Payment
Common Stock, par value $.10 per share
2014-02-19$67.75/sh−6,080$411,920→ 175,879 total
Holdings
- 25,714(indirect: By Trust)
Common Stock, par value $.10 per share
- 27,771(indirect: By Trust)
Common Stock, par value $.10 per share
- 55,000(indirect: by GRAT 4)
Common Stock, par value $.10 per share
- 39,221(indirect: by GRAT 3)
Common Stock, par value $.10 per share
- 52,200(indirect: By Trust)
Common Stock, par value $.10 per share
Footnotes (5)
- [F1]The transaction was executed in multiple trades at prices from $67.93 to $68.39. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The transaction was executed in multiple trades at prices from $67.51 to $68.24. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Excludes 55,000 shares previously held by reporting person which were transferred to GRAT 4 on February 21, 2014.
- [F4]Shares transferred by the reporting person to GRAT 4 on February 21, 2014 as discussed in footnote 3.
- [F5]Granted as compensation for services.
Documents
Issuer
BALLY TECHNOLOGIES, INC.
CIK 0000002491
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000002491
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:52 PM ET
- Size
- 15.8 KB