4//SEC Filing
INVESTMENT TECHNOLOGY GROUP, INC. 4
Accession 0001179110-14-003696
CIK 0000920424operating
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 8:23 PM ET
Size
23.5 KB
Accession
0001179110-14-003696
Insider Transaction Report
Form 4
Thadaney Nicholas
Man. Director, CEO of Canada
Transactions
- Disposition to Issuer
Common Stock
2014-02-23$16.81/sh−12,867$216,294→ 45,832 total - Exercise/Conversion
Stock Unit (right to buy)
2014-02-22−5,806→ 0 total→ Common Stock (5,806 underlying) - Exercise/Conversion
Common Stock
2014-02-23−12,867→ 0 total→ Common Stock (12,867 underlying) - Exercise/Conversion
Common Stock
2014-02-22+5,806→ 51,638 total - Exercise/Conversion
Stock Unit (right to buy)
2014-02-23−12,867→ 0 total→ Common Stock (12,867 underlying) - Disposition to Issuer
Common Stock
2014-02-22$16.81/sh−5,806$97,599→ 45,832 total - Disposition to Issuer
Common Stock
2014-02-23$16.81/sh−22,980$386,294→ 45,832 total - Disposition to Issuer
Common Stock
2014-02-23$16.81/sh−12,867$216,294→ 45,832 total - Exercise/Conversion
Stock Unit (right to buy)
2014-02-23−22,980→ 0 total→ Common Stock (22,980 underlying) - Exercise/Conversion
Common Stock
2014-02-23+22,980→ 68,812 total - Exercise/Conversion
Common Stock
2014-02-23+12,867→ 58,699 total - Exercise/Conversion
Common Stock
2014-02-23+12,867→ 58,699 total
Footnotes (10)
- [F1]One-for-one.
- [F10]Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 9.
- [F2]With respect to the entire class of Stock Units: 5,806 vested on 2/22/2014, 5,805 vest on 2/22/2015, and 7,767 vest on 2/22/2016.
- [F3]Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
- [F4]Cash settlement of stock units without payment of consideration by participant.
- [F5]With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vested on 2/23/2013, and 22,980 vested on 2/23/2014.
- [F6]Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
- [F7]With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, and 16,726 vest on 2/23/2015.
- [F8]Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7.
- [F9]With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vest on 2/23/2015, and 16,726 vest on 2/23/2016.
Documents
Issuer
INVESTMENT TECHNOLOGY GROUP, INC.
CIK 0000920424
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920424
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 8:23 PM ET
- Size
- 23.5 KB